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ROC Forms As per Companies Act 2013

ROC Forms As per Companies Act 2013

Description	E-Forms with Instruction kit	E-Forms
Intimation of Director Identification Number by the company to the Registrar DIN services	Form DIR-3C	Form DIR-3C
Information to the Registrar by company regarding the number of layers of subsidiaries	Form CRL-1	Form CRL-1
Approval Services (Headquarters)
Form for filing application or documents with Central Government	Form CG-1	Form CG-1
Form of intimation of appointment of cost auditor by the company to Central Government.	Form CRA-2	Form CRA-2
Approval Services (Regional Director)
Application for removal of auditor(s) from his/their office before expiry of term.	Form ADT-2	Form ADT-2
Application to Regional director for conversion of section 8 company into company of any other kind	Form INC-18	Form INC-18
Application to Regional Director for approval to shift the Registered Office from one state to another state or from jurisdiction of one Registrar to another Registrar within the same State	Form INC-23	Form INC-23
Memorandum of Appeal	Form ADJ	Form ADJ
Applications made to Regional Director	Form RD-1	Form RD-1
Application for extension of time	NDH-2	Form NDH-2
Form for filing Addendum for Rectification of Defects or Incompleteness	Form RD GNL-5	Form RD GNL-5
Application to Central Government for extension of time for filing particulars of registration of creation / modification / satisfaction of charge OR for rectification of omission or misstatement of any particular in respect of creation/ modification/ satisfaction of charge	Form CHG-8	Form CHG-8
Approval Services (Registrar of Companies)
One Person Company- Application for Conversion	Form INC-6	Form INC-6
Application by company to ROC for removing its name from register of Companies	Form STK-2	Form STK-2
Application for approval of Central Government for change of name	Form INC-24	Form INC-24
Application to Registrar for obtaining the status of dormant company	Form MSC-1	Form MSC-1
Application for seeking status of active company	Form MSC-4	Form MSC-4
Applications made to Registrar of Companies	Form GNL-1	Form GNL-1
Application for grant of License to an existing company under section 8	Form INC-12	Form INC-12
Application for striking off the name of company under the Fast Track Exit (FTE) Mode	Form FTE	Form FTE
Change Services
One Person Company - Nominee consent form	Form INC-3	Form INC-3
One Person Company - Change in Member/Nominee	Form INC-4	Form INC-4
Notice of situation or change of situation of registered office	Form INC-22	Form INC-22
Conversion of public company into private company or private company into public company	Form INC-27	Form INC-27
Notice to Registrar of any alteration of share capital	Form SH-7	Form SH-7
Particulars of appointment of Directors and the key managerial personnel and the changes among them	Form DIR-12	Form DIR-12
Return of alteration in the documents filed for registration by foreign company	Form FC-2	Form FC-2
Annual accounts along with the list of all principal places of business in India established by foreign company	Form FC-3	Form FC-3
Charge Management
Application for registration of creation, modification of charge (other than those related to debentures)	Form CHG-1	Form CHG-1
Particulars for satisfaction of charge thereof	Form CHG-4	Form CHG-4
Notice of appointment or cessation of receiver or manager	Form CHG-6	Form CHG-6
Application for registration of creation or modification of charge for debentures or rectification of particulars filed in respect of creation or modification of charge for debetures	Form CHG-9	Form CHG-9
Details of persons/directors/charged/specified	Form GNL-3	Form GNL-3
DIN Forms
Application for allotment of Director Identification Number	Form DIR-3	Form DIR-3
Application for surrender of Director Identification Number	Form DIR-5	Form DIR-5
Intimation of change in particulars of Director to be given to the Central Government	Form DIR-6	Form DIR-6
Â Report by a company to ROC for intimating the disqualification of the director	---	Form DIR-9
Application for KYC of Directors	Form DIR-3 KYC	Form DIR-3 KYC
Incorporation Services
Registration of Entities for undertaking CSR Activities	Form CSR-1	Form CSR-1
Active Company Tagging Identities and Verification (ACTIVE)	Form INC-22A	Form INC-22A
One Person Company- Nominee consent form	Form INC-3	Form INC-3
Information to be filed by foreign company	Form FC-1	Form FC-1
Compliance Related Filing
Application for declaration as Nidhi Company and for updation of status by Nidhis	Form NDH-4	Form NDH-4
Return to the Registrar in respect of declaration under section 90	Form BEN-2	Form BEN-2
Form for furnishing half yearly return with the registrar in respect of outstanding payments to Micro or Small Enterprise.	Form MSME	Form MSME
Forms for filing Cost Audit Report with the Central Government	Form CRA-4	Form CRA-4
Return of deposits	Form DPT-3	Form DPT-3
Information to the Registrar by Company for appointment of Auditor	Form ADT-1	Form ADT-1
Notice of Resignation by the Auditor	Form ADT-3	Form ADT-3
Statement regarding deposits existing on the commencement of the Act	Form DPT-4	Form DPT-4
Return of allotment	Form PAS-3	Form PAS-3
Letter of offer	Form SH-8	Form SH-8
Declaration of Solvency	Form SH-9	Form SH-9
Return in respect of buy-back of securities	Form SH-11	Form SH-11
Filing of Resolutions and agreements to the Registrar	Form MGT-14	Form MGT-14
Notice of resignation of a director to the Registrar	Form DIR-11	Form DIR-11
ROC Document- ScheduleIV, ScheduleII, MoA and AoA	Form GNL-2	Form GNL-2
Annual Return of a Foreign >Form FC-4
Return of dormant companies	Form MSC-3	Form MSC-3
Persons not holding beneficial interest in shares		Form MGT-6
Informational Services
Notice of situation or change of situation or discontinuation of situation,of place where foreign register shall be kept	Form MGT-3	Form MGT-3
Form for filing Report on Annual General Meeting	Form MGT-15	Form MGT-15
Notice of address at which books of account are maintained	Form AOC-5	Form AOC-5
Declaration for commencement of business	Form INC-20A	Form INC-20A
Intimation to Registrar of revocation/surrender of license issued under section 8	Form INC-20	Form INC-20
Notice of Order of the Court or any other competent authority	Form INC-28	Form INC-28
Reply To Call for Information on CSR	Form CFI(CSR)	Form CFI(CSR)
Investor Services
INVESTOR COMPLAINT FORM	Form ICP	Form ICP
SERIOUS COMPLAINT FORM	Form SCP	Form SCP
Provisions Related to Mangerial personnel
Form of application to the Central Government for approval of appointment or reappointment and remuneration or increase in remuneration or waiver for excess or over payment to managing director or whole time director or manager and commission or remuneration to directors	Form MR-2	Form MR-2
Return of appointment of MD/WTD/Manager	Form MR-1	Form MR-1
Annual Filing E-Forms
Form for filing consolidated financial statements and other documents with the Registrar for NBFCs	Form AOC-4 CFS NBFC(Ind AS)	Form AOC-4 CFS NBFC(Ind AS)
Form for filing XBRL document in respect of financial statement and other documents with the Registrar.	Form AOC-4(XBRL)	Form AOC-4(XBRL)
Form for filing annual return by a company.	Form MGT-7	Form MGT-7
F orm for filing annual return by OPCs and Small company.	Form MGT-7A	Form MGT-7A
Form for filing consolidated financial statements and other documents with the Registrar	Form AOC-4(CFS)	Form AOC-4(CFS)
Form for filing financial statement and other documents with the Registrar	Form AOC-4	Form AOC-4
Form for filing financial statement and other documents with the Registrar for NBFCs	Form AOC-4 NBFC (Ind AS)	Form AOC-4 NBFC (Ind AS)
Addendum Form
Addendum for rectification of defects or incompleteness.	Form GNL-4	Form GNL-4
Refund Form
Application for requesting refund of fees paid.	Form Refund	Form Refund
Attachments
Application for surrender of Director Identification Number	Form DIR-9 [zip]	---
Form of application for removal of disqualification of directors	Form DIR-10
Circular or circular in the form of advertisement inviting deposits	Form DPT-1
Return of Statutory Compliances	Form NDH-1	Form NDH-1
Application for extension of Time	Form NDH-2	Form NDH-2
Half Yearly Return	Form NDH-3	Form NDH-3
Form for filing application for declaration as Nidhi Company and for updation of status by Nidhis.	Form NDH-4	Form NDH-4
Information Memorandum	Form PAS-2
Private Placement Offer Letter	Form PAS-4	---
Reconciliation of Share Capital Audit Report (Half-yearly)	Form PAS-6	Form PAS-6

Note: Last updated on 7th March, 2022.